Mauro Palumbo
Securities Law
Securities Law
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Practicing Securities Law law, Mauro Palumbo serves individuals and families throughout the United States. Throughout a career spanning significant, Mauro Palumbo has focused on Securities Law advocacy. Palumbo works with Clark Wilson LLP to deliver results for clients. Palumbo approaches each case with dedication, attention to detail, and strategic thinking. As a member of the the United States bar, Palumbo upholds the highest standards of legal practice.
Recognized in Best Lawyers since 2025
Lisa Anderson
I engaged Mauro Palumbo of Clark Wilson LLP for guidance on a complex investment portfolio review, stemming from some unsuitable recommendations made by a former broker. His background in securities law was evident; he clearly understood the regulatory landscape and the nuances of my situation. His recognition in this specific field gave me confidence in his technical knowledge. The strategy he outlined for pursuing FINRA arbitration was sound. However, the experience was somewhat mixed. While the legal work itself was solid, there were periods where responses to emails took longer than expected, leaving me to follow up. The process also felt more transactional than anticipated. For straightforward securities issues, his expertise is adequate, but managing client expectations and communication could be more consistent.