Jim W. Phillips, Jr.

Jim W. Phillips, Jr.

Litigation - Securities

4.0 (1 reviews)
Charlotte, North Carolina
19+ years experience
Updated:

Contact Information

230 North Elm Street P.O. Box 26000 Greensboro NC US
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Bio

Overview

Jim W. Phillips, Jr. is a distinguished attorney practicing at Brooks, Pierce, McLendon, Humphrey & Leonard LLP, serving clients in Charlotte, North Carolina and beyond. With over 19 years of experience in the legal field, Jim has established a reputation for excellence, particularly in the area of Litigation - Securities.

Throughout a career defined by dedication and strategic advocacy, Jim has advised a diverse clientele, ranging from individuals to large corporations, helping them navigate complex legal landscapes. At Brooks, Pierce, McLendon, Humphrey & Leonard LLP, the focus is always on achieving the best possible outcomes through rigorous preparation and a deep understanding of the law.

Recognition and Achievements

Jim W. Phillips, Jr.'s commitment to high ethical standards and professional ability has been recognized by peers and the legal community. Notable accolades include:

  • Lawyer of the Year: Litigation - Securities, Triad (2026)
  • Lawyer of the Year: Bet-the-Company Litigation, Triad (2025)
  • Lawyer of the Year: Litigation - Securities, Triad (2024)
  • Lawyer of the Year: Litigation - Securities, Triad (2022)
  • Lawyer of the Year: Litigation - Securities, Greensboro (2018)
  • Lawyer of the Year: Litigation - Intellectual Property, Greensboro (2013)
  • Recognized: Bet-the-Company Litigation
  • Recognized: Commercial Litigation
  • Recognized: Litigation - Securities
  • Recognized: Litigation - Intellectual Property
  • Practice Area: Administrative / Regulatory Law
  • Practice Area: Land Use and Zoning Law
  • Practice Area: Health Care Law
  • Special Focus: COVID-19
  • Selected by his peers for inclusion in The Best Lawyers in America© in Bet-the-Company Litigation (Triad "Lawyer of the Year" 2025) (2018-2025), Commercial Litigation, Litigation - Intellectual Property, and Litigation - Securities (Triad "Lawyer of the Year" 2018, 2022, 2024) (2006-2025)
  • Recognized in Super Lawyers Business Edition in Business Litigation (2015)
  • Recognized in Business North Carolina as one of their 2018 "Power 100"
  • Recognized in North Carolina Super Lawyers (Thomson Reuters) in Business Litigation (2006-2024); Top 100 Lawyers (2007-2009, 2019-2024)
  • Recognized by his peers for inclusion in Business North Carolina's "Legal Elite" in Litigation (2005-2006, 2008-2010, 2015-2016, 2019-2020, 2025); Appellate (2018)
  • Recognized by Chambers USA: America's Leading Lawyers for Business for Litigation: General Commercial (2004-2025) and Litigation (2004)
  • Recognized by Benchmark Litigation as a "Litigation Star" in General Commercial Litigation and Intellectual Property (2015-2023)

These distinctions highlight Jim's standing as a leading figure in Litigation - Securities.

Areas of Expertise

Jim W. Phillips, Jr. specializes in Litigation - Securities, bringing a wealth of knowledge to every case. Whether in the courtroom or at the negotiating table, clients benefit from a practical, results-oriented approach. Key competencies include strategic counseling, risk assessment, and comprehensive litigation support tailored to the unique needs of each client.

Education and Background

Jim W. Phillips, Jr.'s legal foundation was built at Wake Forest University, J.D., graduated 1984. This rigorous academic training provided the bedrock for a career marked by continuous learning and adaptation to the evolving legal environment.

Combined with decades of hands-on experience, this background ensures that clients receive counsel that is both legally sound and commercially viable.

Conclusion

In an increasingly complex world, having a trusted legal advisor is essential. Jim W. Phillips, Jr. at Brooks, Pierce, McLendon, Humphrey & Leonard LLP offers the experience, integrity, and skill required to handle the most challenging legal matters. Clients can proceed with confidence, knowing they are represented by one of Charlotte's most capable attorneys.

Practice Areas

Litigation - Securities

Awards & Recognition

  • Lawyer of the Year: Litigation - Securities, Triad (2026)
  • Lawyer of the Year: Bet-the-Company Litigation, Triad (2025)
  • Lawyer of the Year: Litigation - Securities, Triad (2024)
  • Lawyer of the Year: Litigation - Securities, Triad (2022)
  • Lawyer of the Year: Litigation - Securities, Greensboro (2018)
  • Lawyer of the Year: Litigation - Intellectual Property, Greensboro (2013)
  • Recognized: Bet-the-Company Litigation
  • Recognized: Commercial Litigation
  • Recognized: Litigation - Securities
  • Recognized: Litigation - Intellectual Property
  • Practice Area: Administrative / Regulatory Law
  • Practice Area: Land Use and Zoning Law
  • Practice Area: Health Care Law
  • Special Focus: COVID-19
  • Selected by his peers for inclusion in The Best Lawyers in America© in Bet-the-Company Litigation (Triad "Lawyer of the Year" 2025) (2018-2025), Commercial Litigation, Litigation - Intellectual Property, and Litigation - Securities (Triad "Lawyer of the Year" 2018, 2022, 2024) (2006-2025)
  • Recognized in Super Lawyers Business Edition in Business Litigation (2015)
  • Recognized in Business North Carolina as one of their 2018 "Power 100"
  • Recognized in North Carolina Super Lawyers (Thomson Reuters) in Business Litigation (2006-2024); Top 100 Lawyers (2007-2009, 2019-2024)
  • Recognized by his peers for inclusion in Business North Carolina's "Legal Elite" in Litigation (2005-2006, 2008-2010, 2015-2016, 2019-2020, 2025); Appellate (2018)
  • Recognized by Chambers USA: America's Leading Lawyers for Business for Litigation: General Commercial (2004-2025) and Litigation (2004)
  • Recognized by Benchmark Litigation as a "Litigation Star" in General Commercial Litigation and Intellectual Property (2015-2023)

Recognized in Best Lawyers since 2006

Education

  • Wake Forest University, J.D., graduated 1984
  • The University of North Carolina at Chapel Hill, BA, graduated 1979

Reviews

E

Elizabeth Diaz

2 months ago

Expert guidance through a complex securities dispute

Our company retained Jim Phillips to represent us in a high-stakes securities litigation matter. His deep knowledge of the field, honed over nearly two decades, was immediately apparent. He didn't just understand the legal statutes; he grasped the intricate financial nuances of our case, which was crucial. His recognition as a 'Lawyer of the Year' in securities litigation is well-deserved and gave us confidence from the outset. Jim and his team at Brooks Pierce developed a meticulous, strategic approach that felt tailored to our specific situation in the Charlotte market. His counsel was always clear, direct, and grounded in extensive experience. The one area where we occasionally wished for more was in the timeliness of email responses from his support staff during non-critical phases, though Jim himself was always accessible for major discussions. Ultimately, his skilled representation led to a highly favorable resolution. We would not hesitate to recommend him for any serious securities or complex commercial litigation.

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