Carrie M. Stickel

Commercial Litigation

5.0 (1 reviews)

Chicago, Illinois

11+ years experience

Katten

Updated: Jan 02, 2026

Contact Information

312-902-5200

https://katten.com/carrie-stickel

525 West Monroe Street, Chicago, IL 60661-3693

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Bio

Carrie Stickel concentrates her practice on litigation and enforcement matters relating to the financial services industry and the federal securities laws.Carrie represents individuals and companies in regulatory and enforcement matters and in federal and state court litigation. She has considerable experience with the federal securities laws, regulatory investigations, and internal investigations. Carrie frequently defends enforcement proceedings before the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and self-regulatory bodies, including the New York Stock Exchange (NYSE). Carrie also defends broker-dealers and other financial services companies in disputes with custome Carrie Stickel concentrates her practice on litigation and enforcement matters relating to the financial services industry and the federal securities laws. Carrie represents individuals and companies in regulatory and enforcement matters and in federal and state court litigation. She has considerable experience with the federal securities laws, regulatory investigations, and internal investigations. Carrie frequently defends enforcement proceedings before the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and self-regulatory bodies, including the New York Stock Exchange (NYSE). Carrie also defends broker-dealers and other financial services companies in disputes with custome

Practice Areas

Commercial Litigation

Awards & Recognition

Recognized: Commercial Litigation
Recognized: Financial Services Regulation Law

Recognized in Ones to Watch since 2024

Education

Chicago-Kent College of Law at IIT, J.D., graduated 2014

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Reviews

Raymond Morales

2 weeks ago

Invaluable guidance through a complex SEC inquiry

When our firm faced an unexpected SEC inquiry, we were fortunate to engage Carrie Stickel. Her deep focus on financial services litigation and enforcement was immediately apparent. Carrie expertly guided us through every step, from the initial document requests to our final response. Her knowledge of securities law and the practical realities of dealing with regulators is profound, which aligns perfectly with her recognition in financial services regulation. She was not only a strategic legal advisor but also a calming presence, explaining complex issues in clear terms without ever talking down to us. The matter was resolved favorably without escalation, a direct result of her meticulous preparation and seasoned judgment. For any company or individual navigating the complexities of financial industry enforcement, Carrie is an exceptional advocate.